Our unique combination of financial and legal services...

Our Asset Management services:

Documents and Policies

Client Order Handling and Best Execution Policy

This policy describes how we will arrange and manage the execution of investment transactions on behalf of our clients. It ensures that we take sufficient steps to achieve ‘Best Execution’ for you, which means obtaining the best possible results on a consistent basis when carrying out transactions on your behalf.

The following information is aimed at providing a general understanding of the typical dealing arrangements that are in place. It is worth mentioning that the arrangements will vary for different categories of investment types and are described within the policy document.

Complaints Policy

If you are unhappy with any aspect of the service you receive from us then we would like to hear from you. This will give us the opportunity to put matters right and to improve the service we provide to all our clients. If we fail to resolve your complaint to your satisfaction, you may be able to refer it to the Financial Ombudsman Service.

Complaints Handling Procedure

We hope you never need to use it, but this document describes our Complaints Handling Procedure.

Version: May 2017